Nimai Chokshi
Areas of Focus:
- Investment Management
- Retirement Strategies
- Wealth Management Strategies
- Tax Planning Analysis*
- Business Planning: 401(k), qualified retirement plans, employee benefits
Nimai grew up in Los Angeles and from a young age began learning investment strategies from his father, a stock broker at the time and now a CPA. In addition he gained valuable personal financial insight from his mother, a banker.
He graduated from the University of California, San Diego with a Bachelors degree in Economics and a minor in European History. Immediately, he began work as a financial advisor in San Diego. Within 6 months Nimai was promoted to a management position, where he developed a team of 14 advisors to implement a client financial planning model through education and financial empowerment.
Ultimately, his passion resides in working directly with individual clients, fostering strong relationships and continually learning new facets of his craft. By building an independent practice, he is able to give clients objective advice but also direct his efforts to focus on educational workshops, and a high level of client service.
Nimai’s zeal for finance is equaled by his love of the outdoors. During free moments he can be found scuba diving fantastic locations, running long distances and finding balance practicing yoga with his wife, Caroline.
Licenses, Registrations and Designations Held:
Chartered Retirement Planning Counselor (CRPC)
- The CRPC focuses on the pre- and post-retirement needs of individuals, allowing us to transform the retirement planning process into a positive experience. This designation covers a variety of principles in the retirement planning field from start to finish, addressing issues such as estate planning, asset management and many more.
FINRA Series 7 - General Securities Registration
- The Series 7 is the most comprehensive of securities registrations that permit an agent to communicate with retail investors regarding most types of investment strategies.
FINRA Series 24 - General Securities Principal
- This registration qualifies individuals to manage or supervise the member's investment banking or securities business for corporate securities, direct participation programs, and investment company products/variable contracts.
FINRA Series 66 - Uniform Combined State Law Exam
- The 66 is designed to qualify candidates as both securities agents and investment adviser representatives (IAR). IARs can provide advice on or analysis for securities either by making direct or indirect recommendations to clients or by providing research or opinions on securities or securities markets.
California State Life and Health License
- This license covers all relevant topics, concepts, and factors surrounding life, disability, and health insurance policies.
Jennifer Queen
Areas of Focus :
- Retirement Planning
- College Funding Strategies
- Wealth Management Strategies
- Tax Planning Analysis*
- Protection Planning
As a native of San Diego and a graduate of UCSD, Jennifer takes great pride in enriching the community that she loves and enhancing the lives of individuals within this community.
She began her career as a financial advisor at American Express Financial Advisors where she quickly developed a deep appreciation for holistic comprehensive financial planning. In a short period of time, Jennifer discovered that being an independent advisor would allow her to offer her clients a broader range of services and strategies. This realization led her to form a practice with her business partner, Nimai, in 2007.
Her goal is to provide education and guidance to those individuals working towards their financial dreams. She has found that the personal rapport that she develops with her clients has enabled her to better understand their aspiration and find the strategies that will best fit their needs. Ultimately, she has built lasting relationships with her clients by offering continued support and education through a disciplined process, creating a focused path to their financial independence.
Since her youth, Jennifer has consistently found harmony in coastal living. Outside of work she enjoys an active lifestyle of swimming, yoga and enjoying the outdoors with her husband, Darren.
Licenses and Designations Held:
Chartered Retirement Planning Counselor (CRPC)
- The CRPC focuses on the pre- and post-retirement needs of individuals, allowing us to transform the retirement planning process into a positive experience. This designation covers a variety of principles in the retirement planning field from start to finish, addressing issues such as estate planning, asset management and many more.
FINRA Series 7 - General Securities Registration
- The Series 7 is the most comprehensive of securities registrations that permit an agent to communicate with retail investors regarding virtually all types of investment strategies.
FINRA Series 66 - Uniform Combined State Law Exam
- The 66 is designed to qualify candidates as both securities agents and investment adviser representatives (IAR). IARs can provides advice or analysis on securities either by making direct or indirect recommendations to clients or by providing research or opinions on securities or securities markets.
California State Life and Health License
- This license covers all relevant topics, concepts, and factors surrounding life, disability, and health insurance policies.
